We run daily screening on all clients. We match against an ever-growing set of lists, including politically exposed persons, heads of international institutions, sanctions, and criminal watchlists. View the results, mark them as false positive or valid, and view the effects on the client record.
Step 1: Viewing
Firstly, the client will be automatically red flagged with their hit count in the client View
This will show the hits and their relevant statuses. You can also view the details of the hit
This hit closely resembles a Chief Whip, but the first name differs by one character.
Step 2: Actioning
The Client Services team usually spend their days in the Tasks and Approvals screens. On the Approval section there is a Screening Tab:
Accept Risk
If you accept the Risk, then the Client will accrue the Risk Points of the List the hit came from. This can be seen on the Compliance section of the Client Record
This can also be seen on the Screening section of the Client Record
Mark as False Positive
If you mark the hit as a false positive, it will get recorded against the client record:
